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Detailed Report
Daniel Moyer
DANIEL THOMAS MOYER, Daniel T Moyer
CRD#: 6010417
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 1543 W ELLIOT RD SUITE 103
GILBERT, AZ 85233
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2013 - 2015 (1 year)2 FIRMS2015 - 2018 (2 years)2 FIRMS2018 - 2024 (6 years)2 FIRMS2024 - Present (<1 year)IAMANULIFE ASSET MANAGEMENT (US) LLC (CRD# 106435)2018 - 2018 (<1 year)
License(s)

State Registrations

B
Arizona 7/23/2024
B
California 10/24/2024
IA
Arizona 7/23/2024
B
Michigan 1/10/2025

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
1543 W ELLIOT RD SUITE 103, GILBERT, AZ 85233
Registered with this firm since 7/23/2024
B
EDWARD JONES (CRD#:250)
1543 W ELLIOT RD SUITE 103, GILBERT, AZ 85233
Registered with this firm since 7/22/2024
Previous Registration(s)
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IA
 11/08/2018 - 02/16/2024 JOHN HANCOCK INVESTMENT MANAGEMENT LLC (CRD#:105790) TEMPE, AZ
B
 02/26/2018 - 02/16/2024 JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC (CRD#:28262) Tempe, AZ
IA
 03/08/2018 - 11/08/2018 MANULIFE ASSET MANAGEMENT (US) LLC (CRD#:106435) Tempe, AZ
IA
 09/21/2015 - 01/11/2018 UBS FINANCIAL SERVICES INC. (CRD#:8174) SCOTTSDALE, AZ
B
 09/21/2015 - 01/11/2018 UBS FINANCIAL SERVICES INC. (CRD#:8174) SCOTTSDALE, AZ
IA
 10/28/2013 - 08/10/2015 WELLS FARGO ADVISORS, LLC (CRD#:19616) MESA, AZ
B
 10/03/2013 - 08/10/2015 WELLS FARGO ADVISORS, LLC (CRD#:19616) MESA, AZ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.