• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
CHARLES BRADLEY WATTS
CHARLES WATTS, CHARLIE WATTS
CRD#: 6009944
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 1314 E SONTERRA BLVD
BLDG 4 STE 401
SAN ANTONIO, TX 78258
Registration History
201220142016201820202022202420262 FIRMS2020 - Present (4 years)BMML INVESTORS SERVICES, LLC (CRD# 10409)2012 - 2020 (8 years)IAMML INVESTORS SERVICES, LLC (CRD# 10409)2013 - 2020 (6 years)
License(s)

State Registrations

B
Colorado 9/18/2020

B
Oklahoma 9/18/2020

B
Georgia 1/3/2023

B
South Carolina 12/10/2024

B
Idaho 9/27/2024

B
Tennessee 1/3/2023

B
Nevada 1/3/2023

B
Texas 9/18/2020

B
North Carolina 10/2/2020

IA
Texas 9/18/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
1314 E SONTERRA BLVD BLDG 4 STE 401, SAN ANTONIO, TX 78258
San Antonio, TX
Registered with this firm since 9/18/2020

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
1314 E SONTERRA BLVD BLDG 4 STE 401, SAN ANTONIO, TX 78258
San Antonio, TX
Registered with this firm since 9/18/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/24/2013 - 09/22/2020 MML INVESTORS SERVICES, LLC (CRD#:10409) SAN ANTONIO, TX
B
03/13/2012 - 09/22/2020 MML INVESTORS SERVICES, LLC (CRD#:10409) SAN ANTONIO, TX
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.