Individual Firm
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SCOTT CHRISTOPHER PROCTOR
CRD#: 6009677
IA
B
LEVEL FOUR ADVISORY SERVICESCRD#: 134086 33 Flagler Ave
Stuart, FL 34994
Stuart, FL 34994
LEVEL FOUR FINANCIAL, LLCCRD#: 25700 33 Southwest Flagler Avenue
Stuart, FL 34994
Stuart, FL 34994
0
Disclosures
11
Years of Experience
View By:
State Registrations
IA
Florida 9/21/2017
B
North Carolina 1/8/2021
B
Florida 1/6/2021
B
South Carolina 1/7/2021
B
Georgia 1/7/2021
B
South Dakota 1/7/2021
B
Illinois 3/4/2025
B
Tennessee 1/7/2021
B
Nevada 9/26/2024
IA
Texas 8/31/2017
B
New Jersey 9/26/2024
B
Washington 1/7/2021
B
New York 1/7/2021
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
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IA
Registered with this firm since 8/31/2017
B
Registered with this firm since 1/5/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 09/01/2017 - 12/31/2020 | STUART, FL | |
IA | 06/18/2014 - 09/05/2017 | STUART, FL | |
B | 02/14/2014 - 09/05/2017 | STUART, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.