Individual Firm
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CHRISTOPHER TAYLOR JONES
TAYLOR JONES
CRD#: 6009401
IA
B
STATE FARM INVESTMENT MANAGEMENT CORP.CRD#: 3487 200 W Main St
Fulton, MS 38843
Fulton, MS 38843
STATE FARM VP MANAGEMENT CORP.CRD#: 43036 200 W Main St
Fulton, MS 38843
Fulton, MS 38843
View By:
11/5/2021
Customer Dispute
Closed-No Action
State Registrations
B
Alabama 5/19/2020
IA
Louisiana 5/2/2023
IA
Alabama 5/2/2023
B
Mississippi 10/18/2018
B
Arkansas 4/21/2020
IA
Mississippi 5/2/2023
IA
Arkansas 5/9/2023
B
Tennessee 1/17/2023
B
Louisiana 4/21/2020
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 5/2/2023
B
Registered with this firm since 10/18/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 06/24/2014 - 06/12/2017 | BLOOMINGTON, IL | |
B | 12/09/2013 - 12/20/2013 | OXFORD, MS |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.