Individual Firm
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STEPHEN MICHAEL CUTILLO
STEPHEN CUTILLO
CRD#: 6009281
IA
B
PARK AVENUE SECURITIES LLCCRD#: 46173 355 Hukilike Street
Suite 204
Kahului, HI 96732
Suite 204
Kahului, HI 96732
0
Disclosures
13
Years of Experience
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State Registrations
B
Arizona 1/3/2024
IA
Colorado 1/9/2024
IA
Arizona 1/25/2024
B
Hawaii 1/3/2024
B
California 1/3/2024
IA
Hawaii 1/9/2024
IA
California 1/9/2024
B
New Jersey 1/3/2024
B
Colorado 1/3/2024
IA
New Jersey 1/10/2024
SRO Registrations
B
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IA
Registered with this firm since 1/9/2024
B
Registered with this firm since 1/3/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/17/2012 - 01/11/2024 | KAHULUI, HI | |
B | 02/24/2012 - 01/11/2024 | KAHULUI, HI |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.