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Detailed Report
LAUREN ELIZABETH FRANCIS
CRD#: 6009160
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 55 South Lake Avenue Pasadena Towers - Tower II
Suite 700
Pasadena, CA 91101
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2015 - 2019 (3 years)2 FIRMS2020 - Present (4 years)BRAYMOND JAMES & ASSOCIATES, INC. (CRD# 705)2013 - 2015 (1 year)
License(s)

State Registrations

B
Arizona 11/3/2020
B
New Mexico 11/3/2020
B
California 10/30/2020
B
New York 11/3/2020
IA
California 10/30/2020
B
North Carolina 11/3/2020
B
Colorado 11/3/2020
B
Ohio 11/4/2020
B
Delaware 11/3/2020
B
Oregon 11/3/2020
B
Florida 11/3/2020
B
Pennsylvania 7/21/2023
B
Georgia 11/3/2020
B
Rhode Island 2/25/2021
B
Hawaii 11/3/2020
B
South Carolina 12/9/2020
B
Idaho 11/3/2020
B
South Dakota 11/3/2020
B
Illinois 11/3/2020
B
Texas 11/3/2020
B
Iowa 11/3/2020
IA
Texas 11/5/2020
B
Louisiana 11/3/2020
B
Utah 11/3/2020
B
Massachusetts 11/3/2020
B
Virginia 11/3/2020
B
Michigan 11/3/2020
B
Washington 11/3/2020
B
Missouri 11/3/2020
B
Wisconsin 11/3/2020
B
Nevada 11/3/2020
B
Wyoming 11/3/2020
B
New Jersey 11/3/2020

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
55 South Lake Avenue Pasadena Towers - Tower II Suite 700, Pasadena, CA 91101
Registered with this firm since 10/30/2020
B
MORGAN STANLEY (CRD#:149777)
55 South Lake Avenue Pasadena Towers - Tower II Suite 700, Pasadena, CA 91101
Registered with this firm since 10/30/2020
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 09/01/2015 - 07/08/2019 MORGAN STANLEY (CRD#:149777) PASADENA, CA
B
 08/12/2015 - 07/08/2019 MORGAN STANLEY (CRD#:149777) PASADENA, CA
B
 09/03/2013 - 05/29/2015 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) CORAL GABLES, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.