• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
JAMES REID
CRD#: 6008796
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 39001 W 12 MILE RD
FARMINGTON HILLS, MI 48331
Registration History
201220142016201820202022202420262 FIRMS2012 - Present (12 years)
License(s)

State Registrations

B
Alabama 1/26/2018

B
Mississippi 8/1/2022

B
Alaska 6/1/2021

B
Missouri 11/20/2013

B
Arizona 2/7/2013

B
Montana 4/10/2015

B
California 2/7/2013

B
Nevada 2/7/2013

B
Colorado 2/7/2013

B
New Hampshire 7/10/2020

B
Connecticut 2/7/2013

B
New Jersey 2/7/2013

B
Delaware 8/17/2020

B
New York 8/11/2015

B
District of Columbia 2/7/2013

B
North Carolina 2/8/2013

B
Florida 2/7/2013

B
Ohio 2/8/2013

B
Georgia 2/7/2013

B
Oklahoma 2/1/2022

B
Hawaii 2/7/2013

B
Oregon 4/25/2017

B
Idaho 6/15/2020

B
Pennsylvania 2/7/2013

B
Illinois 2/7/2013

B
South Carolina 2/7/2013

B
Indiana 2/7/2013

B
South Dakota 1/14/2020

B
Iowa 7/1/2024

B
Tennessee 2/7/2013

B
Kentucky 5/21/2018

B
Texas 2/7/2013

B
Maryland 8/11/2015

IA
Texas 2/7/2013

B
Massachusetts 2/7/2013

B
Utah 6/15/2021

B
Michigan 3/19/2012

B
Virginia 2/7/2013

IA
Michigan 3/21/2012

B
Washington 2/7/2013

B
Minnesota 2/7/2013

B
Wisconsin 11/20/2013

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
39001 W 12 MILE RD, FARMINGTON HILLS, MI 48331
Registered with this firm since 3/21/2012

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
39001 W 12 MILE RD, FARMINGTON HILLS, MI 48331
Registered with this firm since 2/20/2012

For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.