Individual Firm
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COREY ALAN COLEMAN
CRD#: 6007971
IA
B
PRECEPT ADVISORY GROUP LLCCRD#: 152776 Portland, OR
0
Disclosures
13
Years of Experience
View By:
State Registrations
IA
California 12/18/2020
IA
Oregon 4/19/2022
IA
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/29/2017 - 11/16/2020 | Portland, OR | |
B | 03/13/2017 - 11/16/2020 | KANSAS CITY, MO | |
IA | 03/14/2017 - 11/04/2020 | Portland, OR | |
B | 03/13/2017 - 11/04/2020 | Portland, OR | |
B | 03/07/2016 - 03/14/2017 | PORTLAND, OR | |
B | 01/06/2012 - 01/12/2016 | CEDAR RAPIDS, IA |
Portland, OR
03/29/2017 - 11/16/2020
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.