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Detailed Report
NICHOLAS J ALFINO
NICHOLAS JOHN ALFINO, NICK ALFINO, NICKY JOHN ALFINO
CRD#: 6006461
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 200 BROADHOLLOW ROAD
SUITE 405
MELVILLE, NY 11747
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2016 - Present (9 years)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2014 - 2016 (2 years)
License(s)

State Registrations

B
Arizona 10/23/2019
IA
Nevada 4/14/2022
IA
Arizona 11/4/2019
B
New Jersey 3/9/2016
B
California 3/23/2021
IA
New Jersey 3/10/2016
IA
California 3/23/2021
B
New York 3/9/2016
B
Colorado 11/4/2021
IA
New York 4/16/2021
IA
Colorado 11/4/2021
B
North Carolina 3/5/2021
B
Connecticut 5/14/2024
IA
North Carolina 3/16/2021
IA
Connecticut 5/14/2024
B
Pennsylvania 1/20/2022
B
Delaware 5/14/2020
IA
Pennsylvania 1/20/2022
IA
Delaware 5/18/2020
B
Rhode Island 5/28/2024
B
Florida 3/9/2016
IA
Rhode Island 5/28/2024
IA
Florida 11/2/2017
B
South Carolina 12/13/2021
B
Georgia 2/1/2022
IA
South Carolina 12/13/2021
IA
Georgia 2/9/2022
B
Texas 5/17/2022
B
Maryland 11/12/2024
IA
Texas 5/17/2022
IA
Maryland 11/12/2024
B
Vermont 3/31/2022
B
Nevada 3/31/2022
B
Virginia 11/1/2016

SRO Registrations

B
 FINRA

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
200 BROADHOLLOW ROAD SUITE 405, MELVILLE, NY 11747
Registered with this firm since 3/10/2016
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
200 BROADHOLLOW ROAD SUITE 405, MELVILLE, NY 11747
Registered with this firm since 3/9/2016
Previous Registration(s)
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B
 01/01/2014 - 01/08/2016 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) MELVILLE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.