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Austin S Minor
AUSTIN S MINOR, Austin Scott Minor
CRD#: 6004211
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Investment Adviser
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Previous Broker
MERCER GLOBAL ADVISORS INC.CRD#: 147363 1 Bradley Road
Suite 902
Woodbridge, CT 06525
Registration History
201220142016201820202022202420262 FIRMS2023 - 2024 (<1 year)2 FIRMS2012 - 2012 (<1 year)2 FIRMS2012 - 2014 (1 year)2 FIRMS2014 - 2016 (1 year)2 FIRMS2016 - 2021 (4 years)2 FIRMS2021 - 2022 (<1 year)2 FIRMS2022 - 2023 (<1 year)IAMERCER GLOBAL ADVISORS INC. (CRD# 147363)2024 - Present (<1 year)IATD AMERITRADE INVESTMENT MANAG... (CRD# 111514)2016 - 2020 (4 years)
License(s)

State Registrations

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Connecticut 7/16/2024

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New York 9/6/2024

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New Hampshire 7/18/2024

Current Registration(s)
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MERCER GLOBAL ADVISORS INC. (CRD#:147363)
1 Bradley Road Suite 902, Woodbridge, CT 06525
Registered with this firm since 7/16/2024

Previous Registration(s)
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03/14/2023 - 02/01/2024 GUIDANCE POINT ADVISORS, LLC (CRD#:148768) PORTLAND, ME
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03/14/2023 - 01/31/2024 GUIDANCE POINT RETIREMENT SERVICES, LLC (CRD#:161000) PORTLAND, ME
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06/30/2022 - 03/06/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PORTLAND, ME
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06/29/2022 - 03/06/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PORTLAND, ME
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11/02/2021 - 04/13/2022 FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590) MERRIMACK, NH
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10/11/2021 - 04/11/2022 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) MERRIMACK, NH
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04/05/2016 - 01/11/2021 TD AMERITRADE, INC. (CRD#:7870) BURLINGTON, MA
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03/28/2016 - 01/11/2021 TD AMERITRADE, INC. (CRD#:7870) BURLINGTON, MA
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04/05/2016 - 12/31/2020 TD AMERITRADE INVESTMENT MANAGEMENT, LLC (CRD#:111514) BURLINGTON, MA
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05/07/2014 - 03/22/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LINCOLN, RI
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05/07/2014 - 03/22/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LINCOLN, RI
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08/30/2012 - 01/02/2014 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BOSTON, MA
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08/30/2012 - 01/02/2014 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BOSTON, MA
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02/14/2012 - 06/14/2012 WADDELL & REED, INC. (CRD#:866) PORTSMOUTH, NH
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01/19/2012 - 06/14/2012 WADDELL & REED, INC. (CRD#:866) PORTSMOUTH, NH
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Disclosures
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