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Detailed Report
STEVEN GEORGE PEACOCK
STEVE PEACOCK, STEVEN G PEACOCK
CRD#: 6002644
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 3883 Howard Hughes Pkwy
Ste 300
LAS VEGAS, NV 89169-0968
Registration History
201220142016201820202022202420262 FIRMS2012 - Present (12 years)
License(s)

State Registrations

B
Alabama 1/24/2023
B
Nebraska 1/24/2023
B
Alaska 2/2/2023
B
Nevada 1/31/2012
B
Arizona 1/25/2023
IA
Nevada 10/18/2012
B
Arkansas 1/24/2023
B
New Hampshire 1/30/2023
B
California 1/25/2023
B
New Jersey 1/24/2023
B
Colorado 1/24/2023
B
New Mexico 1/25/2023
B
Connecticut 1/24/2023
B
New York 1/26/2023
B
Delaware 2/14/2023
B
North Carolina 1/25/2023
B
District of Columbia 1/30/2023
B
North Dakota 1/30/2023
B
Florida 1/25/2023
B
Ohio 1/25/2023
B
Georgia 1/26/2023
B
Oklahoma 1/24/2023
B
Hawaii 2/7/2023
B
Oregon 1/29/2023
B
Idaho 1/24/2023
B
Pennsylvania 1/25/2023
B
Illinois 2/6/2023
B
Puerto Rico 2/6/2023
B
Indiana 1/25/2023
B
Rhode Island 1/30/2023
B
Iowa 1/27/2023
B
South Carolina 1/27/2023
B
Kansas 1/24/2023
B
South Dakota 1/26/2023
B
Kentucky 1/27/2023
B
Tennessee 1/25/2023
B
Louisiana 1/25/2023
B
Texas 1/24/2023
B
Maine 1/25/2023
B
Utah 1/25/2023
B
Maryland 1/26/2023
B
Vermont 1/30/2023
B
Massachusetts 1/25/2023
B
Virgin Islands 1/25/2023
B
Michigan 1/26/2023
B
Virginia 1/25/2023
B
Minnesota 1/27/2023
B
Washington 1/24/2023
B
Mississippi 1/25/2023
B
West Virginia 1/30/2023
B
Missouri 1/24/2023
B
Wisconsin 1/24/2023
B
Montana 1/25/2023
B
Wyoming 1/31/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
3883 Howard Hughes Pkwy Ste 300, LAS VEGAS, NV 89169-0968
Las Vegas, NV
Registered with this firm since 10/18/2012
B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
3883 Howard Hughes Pkwy Ste 300, LAS VEGAS, NV 89169-0968
Las Vegas, NV
Registered with this firm since 1/10/2012
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.