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MARK FRANKLIN MOORE
MARK F MOORE, MARK MOORE
CRD#: 6002377
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 107 W. MAIN ST.
BATTLE GROUND, WA 98604
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2015 - Present (9 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2014 - 2015 (1 year)
License(s)

State Registrations

B
Arizona 12/1/2021

B
Oklahoma 11/28/2023

B
California 11/17/2015

B
Oregon 3/23/2021

IA
California 11/17/2015

IA
Oregon 5/24/2021

B
Florida 1/16/2024

B
Tennessee 2/27/2023

B
Georgia 12/20/2021

B
Texas 4/1/2021

B
Hawaii 9/14/2020

IA
Texas 4/5/2021

B
Maryland 7/22/2024

B
Washington 3/11/2021

B
Nevada 8/19/2021

IA
Washington 6/1/2021

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
107 W. MAIN ST., BATTLE GROUND, WA 98604
600 TRIANGLE SHOPPING CENTER, SUITE 200, LONGVIEW, WA 98632
Registered with this firm since 11/17/2015

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
107 W. MAIN ST., BATTLE GROUND, WA 98604
600 TRIANGLE SHOPPING CENTER, SUITE 200, LONGVIEW, WA 98632
Registered with this firm since 11/17/2015

Previous Registration(s)
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B
06/19/2014 - 09/17/2015 UBS FINANCIAL SERVICES INC. (CRD#:8174) LONG BEACH, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.