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Detailed Report
Sasha Kene Thompson
SASHA KIRK, SASHA K THOMPSON, SASHA K. THOMPSON, SASHA KENE THOMPSON
CRD#: 6001602
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 110 N HARDIE ST
ALVIN, TX 77511
Registration History
201220142016201820202022202420262 FIRMS2017 - 2020 (3 years)2 FIRMS2020 - Present (4 years)BLPL FINANCIAL LLC (CRD# 6413)2016 - 2017 (<1 year)BBBVA SECURITIES INC. (CRD# 27060)2013 - 2016 (3 years)BBBVA COMPASS INVESTMENT SOLUTI... (CRD# 17086)2012 - 2013 (1 year)
License(s)

State Registrations

B
Texas 7/31/2020
IA
Texas 7/31/2020

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
110 N HARDIE ST, ALVIN, TX 77511
Registered with this firm since 7/31/2020
B
EDWARD JONES (CRD#:250)
110 N HARDIE ST, ALVIN, TX 77511
Registered with this firm since 7/31/2020
Previous Registration(s)
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IA
 11/03/2017 - 07/31/2020 BBVA WEALTH SOLUTIONS INC. (CRD#:110476) Alvin, TX
B
 06/27/2017 - 07/31/2020 BBVA SECURITIES INC. (CRD#:27060) HOUSTON, TX
B
 08/01/2016 - 06/13/2017 LPL FINANCIAL LLC (CRD#:6413) FRIENDSWOOD, TX
B
 05/16/2013 - 08/01/2016 BBVA SECURITIES INC. (CRD#:27060) RICHMOND, TX
B
 02/01/2012 - 05/16/2013 BBVA COMPASS INVESTMENT SOLUTIONS, INC (CRD#:17086) SANTA FE, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.