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CALEY TAYLOR CUNNINGHAM
CRD#: 6001064
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 1803 BROADWAY ST
SAN ANTONIO, TX 78215
Registration History
201920202021202220232024202520262 FIRMS2019 - Present (5 years)
License(s)

State Registrations

B
Arizona 7/12/2021

B
Maryland 10/15/2019

B
Arkansas 10/15/2019

B
Minnesota 4/1/2022

B
California 10/15/2019

B
Mississippi 2/2/2023

B
Colorado 10/15/2024

B
Missouri 10/15/2019

B
Connecticut 10/15/2019

B
North Carolina 10/15/2019

B
Florida 10/15/2019

B
Oregon 10/15/2019

B
Georgia 10/15/2019

B
Tennessee 3/10/2023

B
Hawaii 11/4/2024

B
Texas 8/13/2019

B
Idaho 7/18/2023

IA
Texas 8/13/2019

B
Illinois 10/15/2019

B
Utah 10/15/2019

B
Iowa 5/8/2024

B
Virginia 10/15/2019

B
Kentucky 10/15/2019

B
Washington 10/15/2019

B
Louisiana 10/15/2019

B
Wisconsin 10/15/2019

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1803 BROADWAY ST, SAN ANTONIO, TX 78215
607 W 3RD ST, AUSTIN, TX 78701
Registered with this firm since 8/13/2019

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1803 BROADWAY ST, SAN ANTONIO, TX 78215
607 W 3RD ST, AUSTIN, TX 78701
Registered with this firm since 3/18/2019

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.