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JOHN DRAPER LISCHER
John Draper Lischer, John Lischer
CRD#: 5996946
IA
B
MARINER INDEPENDENTCRD#: 283824 3610 American River Dr.
Suite 120
Sacramento, CA 95864
Suite 120
Sacramento, CA 95864
LPL FINANCIAL LLCCRD#: 6413 3610 AMERICAN RIVER DR STE 120
SACRAMENTO, CA 95864-5999
SACRAMENTO, CA 95864-5999
0
Disclosures
11
Years of Experience
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State Registrations
B
California 1/21/2022
IA
California 10/23/2024
SRO Registrations
B
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IA
Registered with this firm since 10/23/2024
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Registered with this firm since 1/21/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/04/2020 - 02/17/2022 | Roseville, CA | |
B | 11/04/2020 - 02/17/2022 | Roseville, CA | |
B | 10/01/2013 - 02/04/2020 | FOLSOM, CA | |
B | 12/01/2015 - 03/09/2017 | DES MOINES, IA | |
IA | 01/10/2012 - 05/16/2012 | ROSEVILLE, CA | |
B | 12/12/2011 - 05/16/2012 | ROSEVILLE, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.