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Jaqueline Bernal
CRD#: 5995775
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 1803 BROADWAY ST
SAN ANTONIO, TX 78215
Registration History
201220142016201820202022202420262 FIRMS2013 - 2015 (1 year)2 FIRMS2015 - 2017 (2 years)2 FIRMS2017 - 2018 (<1 year)2 FIRMS2018 - 2019 (<1 year)2 FIRMS2019 - Present (5 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2012 - 2013 (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2012 - 2012 (<1 year)IANORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2013 - 2013 (<1 year)
Disclosure(s)
View By:
5/9/2019
Financial
Final
5/7/2019
Financial
Final
4/1/2019
Financial
Final
License(s)

State Registrations

B
Alabama 8/11/2022

B
Nebraska 8/11/2022

B
Alaska 8/30/2022

B
Nevada 5/28/2019

B
Arizona 5/15/2019

B
New Hampshire 8/19/2022

B
Arkansas 8/11/2022

B
New Jersey 8/11/2022

IA
California 5/13/2019

B
New Mexico 8/12/2022

B
California 5/14/2019

B
New York 8/12/2022

B
Colorado 8/12/2022

B
North Carolina 8/12/2022

B
Connecticut 8/11/2022

B
North Dakota 8/16/2022

B
Delaware 8/30/2022

B
Ohio 8/13/2022

B
District of Columbia 8/25/2022

B
Oklahoma 8/11/2022

B
Florida 5/15/2019

B
Oregon 6/4/2019

B
Georgia 8/15/2022

B
Pennsylvania 8/12/2022

B
Hawaii 8/12/2022

B
Puerto Rico 8/15/2022

B
Idaho 8/11/2022

B
Rhode Island 8/17/2022

B
Illinois 8/24/2022

B
South Carolina 8/12/2022

B
Indiana 8/12/2022

B
South Dakota 8/12/2022

B
Iowa 8/11/2022

B
Tennessee 8/12/2022

B
Kansas 8/12/2022

B
Texas 5/14/2019

B
Kentucky 8/15/2022

IA
Texas 5/14/2019

B
Louisiana 8/22/2022

B
Utah 8/15/2022

B
Maine 8/11/2022

B
Vermont 8/11/2022

B
Maryland 8/16/2022

B
Virgin Islands 8/12/2022

B
Massachusetts 8/23/2022

B
Virginia 8/11/2022

B
Michigan 9/29/2022

B
Washington 1/29/2020

B
Minnesota 8/11/2022

B
West Virginia 8/11/2022

B
Mississippi 8/15/2022

B
Wisconsin 8/11/2022

B
Missouri 8/12/2022

B
Wyoming 8/19/2022

B
Montana 8/11/2022

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1803 BROADWAY ST, SAN ANTONIO, TX 78215
Registered with this firm since 5/13/2019

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1803 BROADWAY ST, SAN ANTONIO, TX 78215
Registered with this firm since 5/13/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/17/2018 - 03/21/2019 MML INVESTORS SERVICES, LLC (CRD#:10409) SAN DIEGO, CA
B
09/13/2018 - 03/21/2019 MML INVESTORS SERVICES, LLC (CRD#:10409) SAN DIEGO, CA
IA
10/09/2017 - 07/18/2018 AXA ADVISORS, LLC (CRD#:6627) SAN DIEGO, CA
B
10/09/2017 - 07/18/2018 AXA ADVISORS, LLC (CRD#:6627) SAN DIEGO, CA
IA
08/24/2015 - 09/22/2017 LPL FINANCIAL LLC (CRD#:6413) SAN DIEGO, CA
B
08/24/2015 - 09/22/2017 LPL FINANCIAL LLC (CRD#:6413) SAN DIEGO, CA
IA
11/15/2013 - 08/20/2015 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN DIEGO, CA
B
11/14/2013 - 08/20/2015 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN DIEGO, CA
IA
04/19/2013 - 10/29/2013 NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881) LA JOLLA, CA
B
07/19/2012 - 10/29/2013 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) LA JOLLA, CA
B
02/03/2012 - 03/22/2012 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) EL PASO, TX
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.