Individual Firm
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BRANDON P COHEN
BRANDON COHEN
CRD#: 5994953
IA
B
MORGAN STANLEYCRD#: 149777 4114 Woodlands Parkway
Suite 200
Palm Harbor, FL 34685
Suite 200
Palm Harbor, FL 34685
View By:
10/21/2022
Customer Dispute
Denied
State Registrations
B
Arizona 10/12/2023
B
Michigan 5/20/2022
B
California 5/20/2022
B
Missouri 12/19/2024
B
Colorado 5/20/2022
B
Montana 12/11/2024
B
Connecticut 5/20/2022
B
New Jersey 5/20/2022
B
Delaware 5/20/2022
B
New York 5/20/2022
B
District of Columbia 12/11/2024
B
North Carolina 5/20/2022
B
Florida 5/20/2022
B
Ohio 5/20/2022
IA
Florida 5/23/2022
B
Pennsylvania 5/20/2022
B
Georgia 5/20/2022
B
Rhode Island 12/11/2024
B
Hawaii 12/11/2024
B
South Carolina 9/28/2023
B
Idaho 12/11/2024
B
Texas 5/20/2022
B
Illinois 5/20/2022
IA
Texas 5/20/2022
B
Indiana 5/20/2022
B
Vermont 12/12/2024
B
Kentucky 12/11/2024
B
Virginia 5/20/2022
B
Maine 11/14/2023
B
Washington 5/20/2022
B
Maryland 5/20/2022
B
Wyoming 10/21/2024
B
Massachusetts 5/20/2022
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 5/20/2022
B
Registered with this firm since 5/20/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/30/2012 - 05/23/2022 | CLEARWATER, FL | |
B | 12/23/2011 - 05/23/2022 | CLEARWATER, FL |
CLEARWATER, FL
01/30/2012 - 05/23/2022
CLEARWATER, FL
12/23/2011 - 05/23/2022
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.