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Detailed Report
CYNTHIA MARIE SCHOEN
CRD#: 5993597
IA
Investment Adviser
B
Broker
ROBERT W. BAIRD & CO. INCORPORATEDCRD#: 8158 440 SOUTH WASHINGTON
GREEN BAY, WI 54301
Registration History
20122014201620182020202220242026IAROBERT W. BAIRD & CO. INCORPORATED (CRD# 8158)2020 - Present (4 years)BROBERT W. BAIRD & CO. INCORPORATED (CRD# 8158)2014 - Present (10 years)BBMO HARRIS FINANCIAL ADVISORS,... (CRD# 137115)2012 - 2014 (1 year)BM&I FINANCIAL ADVISORS, INC (CRD# 16517)2011 - 2012 (<1 year)
License(s)

State Registrations

B
Alaska 9/12/2017
B
Michigan 7/1/2014
B
Arizona 7/1/2014
B
Minnesota 7/1/2014
B
Arkansas 2/6/2020
B
Missouri 9/12/2017
B
California 7/1/2014
B
Montana 1/18/2024
B
Colorado 7/1/2014
B
Nevada 7/1/2014
B
Connecticut 3/22/2023
B
New Jersey 6/12/2020
B
Florida 7/1/2014
B
New Mexico 1/24/2023
IA
Florida 1/26/2023
B
New York 7/1/2014
B
Georgia 9/12/2017
B
North Carolina 9/12/2017
B
Idaho 10/29/2020
B
Ohio 9/12/2017
B
Illinois 7/1/2014
B
Oregon 9/12/2017
B
Indiana 9/12/2017
B
South Carolina 1/24/2023
B
Iowa 7/1/2014
B
Tennessee 11/18/2019
B
Kansas 1/24/2023
B
Virginia 9/12/2017
B
Maine 8/6/2024
B
Washington 7/1/2014
B
Maryland 9/12/2017
B
Wisconsin 6/24/2014
B
Massachusetts 11/18/2019
IA
Wisconsin 6/16/2020

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158)
440 SOUTH WASHINGTON, GREEN BAY, WI 54301
Registered with this firm since 6/16/2020
B
ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158)
440 SOUTH WASHINGTON, GREEN BAY, WI 54301
Registered with this firm since 6/24/2014
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 08/01/2012 - 06/27/2014 BMO HARRIS FINANCIAL ADVISORS, INC. (CRD#:137115) GREEN BAY, WI
B
 11/04/2011 - 08/01/2012 M&I FINANCIAL ADVISORS, INC (CRD#:16517) GREEN BAY, WI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.