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Detailed Report
ERIC MICHAEL JOHNSON
CRD#: 5993374
IA
Investment Adviser
B
Broker
KESTRA ADVISORY SERVICES, LLCCRD#: 283330 154A North Market Street
Frederick, MD 21701
KESTRA INVESTMENT SERVICES, LLCCRD#: 42046 154 N. Market Street
Ste. 154A
Frederick, MD 21701
Registration History
201220142016201820202022202420262 FIRMS2014 - 2018 (3 years)2 FIRMS2018 - 2021 (3 years)2 FIRMS2021 - 2024 (3 years)2 FIRMS2024 - Present (<1 year)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2011 - 2014 (2 years)IAWELLS FARGO ADVISORS, LLC (CRD# 19616)2013 - 2014 (1 year)
Disclosure(s)
View By:
4/12/2024
Employment Separation After Allegations
License(s)

State Registrations

B
Arizona 2/25/2025
B
New Hampshire 2/6/2025
B
Arkansas 1/28/2025
B
New Jersey 1/8/2025
B
California 1/9/2025
B
New Mexico 1/9/2025
B
Colorado 1/28/2025
B
New York 1/9/2025
B
Connecticut 1/9/2025
B
North Carolina 2/12/2025
B
Delaware 2/13/2025
B
North Dakota 1/17/2025
B
District of Columbia 1/15/2025
B
Ohio 6/20/2024
B
Florida 7/3/2024
B
Oklahoma 2/10/2025
B
Georgia 1/9/2025
B
Oregon 1/19/2025
B
Idaho 1/15/2025
B
Pennsylvania 11/19/2024
B
Indiana 1/13/2025
B
Rhode Island 1/10/2025
B
Kentucky 1/10/2025
B
South Carolina 1/9/2025
B
Louisiana 1/8/2025
B
Tennessee 1/10/2025
B
Maine 1/9/2025
B
Texas 1/8/2025
B
Maryland 11/19/2024
IA
Texas 1/8/2025
IA
Maryland 11/19/2024
B
Utah 1/30/2025
B
Massachusetts 2/21/2025
B
Vermont 1/10/2025
B
Michigan 2/6/2025
B
Virginia 11/19/2024
B
Minnesota 1/10/2025
B
Washington 1/21/2025
B
Mississippi 1/10/2025
B
West Virginia 11/20/2024
B
Montana 1/10/2025
B
Wisconsin 1/21/2025
B
Nebraska 1/30/2025

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
KESTRA ADVISORY SERVICES, LLC (CRD#:283330)
154A North Market Street, Frederick, MD 21701
Registered with this firm since 11/19/2024
B
KESTRA INVESTMENT SERVICES, LLC (CRD#:42046)
154 N. Market Street Ste. 154A, Frederick, MD 21701
Registered with this firm since 6/18/2024
Previous Registration(s)
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IA
 02/17/2021 - 05/03/2024 TRUIST ADVISORY SERVICES, INC. (CRD#:283390) FREDERICK, MD
B
 02/17/2021 - 05/03/2024 TRUIST INVESTMENT SERVICES, INC. (CRD#:17499) FREDERICK, MD
IA
 01/02/2018 - 02/17/2021 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
B
 01/02/2018 - 02/17/2021 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
IA
 09/09/2014 - 01/02/2018 BB&T INVESTMENT SERVICES, INC. (CRD#:33856) FREDERICK, MD
B
 09/09/2014 - 01/02/2018 BB&T INVESTMENT SERVICES, INC. (CRD#:33856) FREDERICK, MD
IA
 04/29/2013 - 08/08/2014 WELLS FARGO ADVISORS, LLC (CRD#:19616) GERMANTOWN, MD
B
 12/07/2011 - 08/08/2014 WELLS FARGO ADVISORS, LLC (CRD#:19616) GERMANTOWN, MD
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.