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Detailed Report
Aaron Hamilton Adams
AARON ADAMS
CRD#: 5993258
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 214 W 8TH STREET
GEORGETOWN, TX 78626
Registration History
200620082010201220142016201820202022202420262 FIRMS2012 - Present (13 years)
Disclosure(s)
View By:
2/28/2017
Customer Dispute
Settled
4/22/2006
Criminal
Final Disposition
License(s)

State Registrations

B
Alabama 3/13/2023
B
Louisiana 3/29/2016
B
Alaska 3/4/2019
B
Missouri 12/23/2019
B
Arizona 7/30/2020
B
New York 7/29/2015
B
California 3/21/2012
B
North Carolina 8/29/2014
B
Colorado 1/16/2014
B
Oklahoma 3/5/2021
B
District of Columbia 7/25/2023
B
Oregon 3/30/2012
B
Florida 3/22/2012
B
South Carolina 8/24/2023
B
Georgia 2/22/2024
IA
Texas 1/5/2012
B
Hawaii 4/9/2021
B
Texas 2/1/2012
B
Illinois 2/7/2022
B
Virginia 3/21/2012
B
Kansas 12/2/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
214 W 8TH STREET, GEORGETOWN, TX 78626
Registered with this firm since 1/5/2012
B
EDWARD JONES (CRD#:250)
214 W 8TH STREET, GEORGETOWN, TX 78626
Registered with this firm since 1/12/2012
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.