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RICHARD FLOYD HANSON III
RICHARD FLOYD HANSON
CRD#: 5993096
IA
Investment Adviser
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Broker
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 Abington, MA
Registration History
20122014201620182020202220242026IACOMMONWEALTH FINANCIAL NETWORK (CRD# 8032)2018 - Present (6 years)BCOMMONWEALTH FINANCIAL NETWORK (CRD# 8032)2016 - Present (8 years)BWTS PROPRIETARY TRADING GROUP LLC (CRD# 148117)2012 - 2013 (<1 year)
License(s)

State Registrations

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Massachusetts 6/25/2018

IA
Massachusetts 10/23/2018

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
Abington, MA
29 SAWYER ROAD, WALTHAM, MA 02453-3483
Registered with this firm since 10/23/2018

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COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
Abington, MA
29 SAWYER ROAD, WALTHAM, MA 02453-3483
Registered with this firm since 10/7/2016

Previous Registration(s)
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02/13/2012 - 01/14/2013 WTS PROPRIETARY TRADING GROUP LLC (CRD#:148117) NEW YORK, NY
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.