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Jonathan Crocker
CRD#: 5992370
IA
Investment Adviser
B
Broker
AGF INVESTMENTSCRD#: 153781 99 HIGH STREET
SUITE 2802
BOSTON, MA 02110
FORESIDE FUND SERVICES, LLCCRD#: 46106 Jacksonville, FL
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2017 - 2020 (3 years)2 FIRMS2021 - Present (3 years)BGOLDMAN, SACHS & CO. (CRD# 361)2015 - 2016 (1 year)
License(s)

State Registrations

B
Alabama 2/10/2021

B
Montana 2/10/2021

B
Alaska 2/10/2021

B
Nebraska 2/10/2021

B
Arizona 2/10/2021

B
Nevada 2/10/2021

B
Arkansas 2/10/2021

B
New Hampshire 2/10/2021

B
California 2/10/2021

B
New Jersey 2/10/2021

B
Colorado 2/10/2021

B
New Mexico 2/10/2021

B
Connecticut 2/10/2021

B
New York 2/10/2021

B
Delaware 2/10/2021

B
North Carolina 2/10/2021

B
District of Columbia 2/10/2021

B
North Dakota 2/10/2021

B
Florida 2/10/2021

B
Ohio 2/12/2021

B
Georgia 2/10/2021

B
Oklahoma 2/10/2021

B
Hawaii 2/10/2021

B
Oregon 2/10/2021

B
Idaho 2/10/2021

B
Pennsylvania 2/10/2021

B
Illinois 2/10/2021

B
Puerto Rico 2/10/2021

B
Indiana 2/10/2021

B
Rhode Island 2/10/2021

B
Iowa 2/10/2021

B
South Carolina 2/10/2021

B
Kansas 2/10/2021

B
South Dakota 2/10/2021

B
Kentucky 2/10/2021

B
Tennessee 2/14/2022

B
Louisiana 2/10/2021

B
Texas 2/10/2021

B
Maine 2/10/2021

B
Utah 2/10/2021

B
Maryland 2/10/2021

B
Vermont 2/10/2021

B
Massachusetts 2/10/2021

B
Virgin Islands 2/10/2021

IA
Massachusetts 8/3/2021

B
Virginia 2/10/2021

B
Michigan 2/10/2021

B
Washington 2/10/2021

B
Minnesota 2/10/2021

B
West Virginia 2/10/2021

B
Mississippi 2/10/2021

B
Wisconsin 2/10/2021

B
Missouri 2/10/2021

B
Wyoming 2/10/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AGF INVESTMENTS (CRD#:153781)
99 HIGH STREET SUITE 2802, BOSTON, MA 02110
Registered with this firm since 8/3/2021

B
FORESIDE FUND SERVICES, LLC (CRD#:46106)
Jacksonville, FL
Registered with this firm since 2/10/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/26/2017 - 10/19/2020 HSBC SECURITIES (USA) INC. (CRD#:19585) NEW YORK, NY
B
09/26/2017 - 10/19/2020 HSBC SECURITIES (USA) INC. (CRD#:19585) NEW YORK, NY
B
11/16/2015 - 11/03/2016 GOLDMAN, SACHS & CO. (CRD#:361) SAN FRANCISCO, CA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.