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NICHOLAS DANIEL ROTH
CRD#: 5992065
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 3121 Calumet Ave
Manitowoc, WI 54220
Registration History
2017201820192020202120222023202420252026IAAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)2020 - Present (5 years)BAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)2017 - Present (7 years)
License(s)

State Registrations

B
Alaska 1/23/2025

B
Minnesota 2/10/2022

B
Arizona 2/10/2022

B
North Carolina 2/10/2022

B
California 2/13/2025

B
Ohio 6/17/2024

B
Colorado 1/17/2023

B
Pennsylvania 2/10/2022

B
Florida 2/10/2022

B
Texas 1/27/2023

B
Georgia 2/10/2022

IA
Texas 1/30/2023

B
Illinois 2/10/2022

B
Wisconsin 2/28/2020

B
Indiana 9/29/2022

IA
Wisconsin 2/28/2020

B
Iowa 2/10/2022

B
Wyoming 1/24/2023

B
Michigan 4/11/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
3121 Calumet Ave, Manitowoc, WI 54220
721 MAIN AVE, DE PERE, WI 54115
Registered with this firm since 2/28/2020

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
3121 Calumet Ave, Manitowoc, WI 54220
721 MAIN AVE, DE PERE, WI 54115
Registered with this firm since 9/30/2017

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.