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Detailed Report
Brandon J. Dunford
BRANDON JAMES TOLSON DUNFORD, Brandon Dunford
CRD#: 5991171
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 8708 S Tryon St
Charlotte, NC 28273
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2016 - Present (8 years)BAUSDAL FINANCIAL PARTNERS, INC. (CRD# 7995)2015 - 2016 (1 year)BJ.P. TURNER & COMPANY, L.L.C. (CRD# 43177)2014 - 2015 (<1 year)
License(s)

State Registrations

B
Alabama 3/21/2024
B
New Jersey 5/31/2024
B
Arizona 5/24/2022
B
New York 12/6/2022
B
California 8/3/2016
B
North Carolina 9/30/2019
B
Colorado 8/17/2023
IA
North Carolina 10/21/2021
B
Florida 8/3/2016
B
Ohio 2/23/2022
B
Georgia 8/28/2023
B
South Carolina 1/29/2020
B
Illinois 8/3/2016
IA
South Carolina 3/14/2024
IA
Illinois 8/3/2016
B
Tennessee 11/28/2023
B
Indiana 2/13/2019
B
Texas 12/5/2022
B
Iowa 12/22/2021
IA
Texas 12/21/2022
B
Louisiana 4/4/2022
B
Washington 6/15/2021
B
Michigan 5/21/2024
B
Wyoming 9/3/2020

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
8708 S Tryon St, Charlotte, NC 28273
128 Herlong Ave S Ste 103, Rock Hill, SC 29732
Registered with this firm since 8/3/2016
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
8708 S Tryon St, Charlotte, NC 28273
128 Herlong Ave S Ste 103, Rock Hill, SC 29732
Registered with this firm since 8/3/2016
Previous Registration(s)
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B
 06/08/2015 - 07/01/2016 AUSDAL FINANCIAL PARTNERS, INC. (CRD#:7995) Homer Glen, IL
B
 09/24/2014 - 06/09/2015 J.P. TURNER & COMPANY, L.L.C. (CRD#:43177) HOMER GLEN, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.