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SHANE ADKINS
CRD#: 5991010
IA
B
PRIVATE ADVISOR GROUP, LLCCRD#: 155216 3330 Ginger Creek Dr. Ste C
Springfield, IL 62702
Springfield, IL 62702
LPL FINANCIAL LLCCRD#: 6413 3330 GINGER CREEK DR STE C
SPRINGFIELD, IL 62711
SPRINGFIELD, IL 62711
0
Disclosures
13
Years of Experience
View By:
State Registrations
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Alabama 11/2/2021
B
Mississippi 1/21/2025
B
Arizona 5/15/2020
B
Missouri 5/15/2020
B
Arkansas 5/15/2020
B
New Jersey 8/9/2024
B
California 5/15/2020
B
New York 4/21/2022
B
Connecticut 8/27/2024
B
North Dakota 4/26/2022
B
Florida 5/15/2020
B
Texas 5/15/2020
B
Illinois 5/15/2020
IA
Texas 5/15/2020
IA
Illinois 5/15/2020
B
Vermont 5/15/2020
B
Indiana 5/15/2020
B
Virginia 4/25/2022
B
Michigan 5/15/2020
B
Wisconsin 5/15/2020
B
Minnesota 4/19/2022
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 5/15/2020
B
Registered with this firm since 5/15/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/02/2014 - 05/19/2020 | SPRINGFIELD, IL | |
B | 12/02/2014 - 05/19/2020 | SPRINGFIELD, IL | |
IA | 07/24/2012 - 11/17/2014 | QUINCY, IL | |
B | 07/24/2012 - 11/17/2014 | QUINCY, IL | |
IA | 11/25/2011 - 07/19/2012 | SPRINGFIELD, IL | |
B | 11/04/2011 - 07/19/2012 | SPRINGFIELD, IL |
SPRINGFIELD, IL
11/25/2011 - 07/19/2012
SPRINGFIELD, IL
11/04/2011 - 07/19/2012
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.