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Kevin Alexander Bloom
CRD#: 5989466
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 2301 ROSECRANS AVE #5100
EL SEGUNDO, CA 90245
EL SEGUNDO, CA 90245
AVANTAX INVESTMENT SERVICES, INC.CRD#: 13686 2301 ROSECRANS AVE STE #5100
EL SEGUNDO, CA 90245
EL SEGUNDO, CA 90245
0
Disclosures
11
Years of Experience
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State Registrations
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California 5/16/2017
IA
California 6/29/2023
SRO Registrations
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Registered with this firm since 2/6/2025
IA
Registered with this firm since 6/29/2023
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Registered with this firm since 5/16/2017
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Registered with this firm since 5/16/2017
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Registered with this firm since 5/16/2017
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Registered with this firm since 5/16/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/22/2017 - 06/29/2023 | EL SEGUNDO, CA | |
B | 05/16/2017 - 09/08/2022 | EL SEGUNDO, CA | |
B | 05/16/2017 - 12/03/2019 | EL SEGUNDO, CA | |
B | 05/16/2017 - 11/02/2017 | EL SEGUNDO, CA | |
B | 03/21/2017 - 04/26/2017 | DENVER, CO | |
B | 06/15/2013 - 02/21/2017 | RADNOR, PA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.