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JUAN DIEGO CHACON
JUAN DIEGO CHACON MONSANT
CRD#: 5988946
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 100 SE 2ND STREET
27TH FLOOR
MIAMI, FL 33131
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2013 - Present (11 years)
License(s)

State Registrations

B
California 2/3/2014

B
Rhode Island 7/6/2021

B
Florida 2/3/2014

B
South Dakota 4/30/2021

IA
Florida 7/30/2021

IA
South Dakota 8/9/2021

B
Maryland 7/6/2021

B
Texas 11/30/2013

IA
Michigan 4/13/2022

IA
Texas 11/30/2013

B
New York 10/27/2014

B
Washington 8/2/2018

IA
New York 10/28/2022

IA
Washington 8/19/2022

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
100 SE 2ND STREET 27TH FLOOR, MIAMI, FL 33131
Registered with this firm since 11/30/2013

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
100 SE 2ND STREET 27TH FLOOR, MIAMI, FL 33131
Registered with this firm since 6/17/2013

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.