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RAPHAEL AZIZ
RAPH F AZIZ, RAPHAEL FOUAD AZIZ, Raphael Aziz
CRD#: 5988606
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 16656 BERNARDO CENTER DRIVE
SUITES A & B
SAN DIEGO, CA 92128
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 16656 BERNARDO CENTER DRIVE
SUITES A & B
SAN DIEGO, CA 92128
Registration History
201220142016201820202022202420262 FIRMS2019 - 2020 (<1 year)2 FIRMS2023 - Present (1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - 2019 (6 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2012 - 2012 (<1 year)IAMERCER GLOBAL ADVISORS INC. (CRD# 147363)2021 - 2022 (1 year)IAEPSTEIN AND WHITE FINANCIAL LLC (CRD# 281230)2020 - 2021 (1 year)
License(s)

State Registrations

B
Arizona 3/16/2023

B
New Hampshire 1/19/2024

B
California 3/9/2023

B
New Jersey 3/16/2023

IA
California 3/14/2023

B
New York 3/16/2023

B
Connecticut 1/4/2024

B
North Carolina 9/29/2023

B
Florida 12/1/2023

B
Ohio 3/17/2023

B
Georgia 1/4/2024

B
Oregon 3/16/2023

B
Idaho 6/2/2023

B
Tennessee 7/19/2024

B
Michigan 12/1/2023

B
Texas 3/16/2023

B
Minnesota 3/1/2024

IA
Texas 3/21/2023

B
Nevada 3/16/2023

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
16656 BERNARDO CENTER DRIVE SUITES A & B, SAN DIEGO, CA 92128
Registered with this firm since 3/14/2023

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
16656 BERNARDO CENTER DRIVE SUITES A & B, SAN DIEGO, CA 92128
VALLEY CENTER, CA
Registered with this firm since 3/9/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/27/2021 - 12/01/2022 MERCER GLOBAL ADVISORS INC. (CRD#:147363) San Diego, CA
IA
07/24/2020 - 07/06/2021 EPSTEIN AND WHITE FINANCIAL LLC (CRD#:281230) SAN DIEGO, CA
IA
11/29/2019 - 06/30/2020 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN DIEGO, CA
B
10/17/2019 - 06/30/2020 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN DIEGO, CA
B
10/01/2012 - 08/21/2019 J.P. MORGAN SECURITIES LLC (CRD#:79) SAN DIEGO, CA
B
08/15/2012 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) SAN DIEGO, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.