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Kai Salocks
KAI PETER SALOCKS
CRD#: 5988585
IA
Investment Adviser
B
Broker
U.S. BANCORP ADVISORS, LLCCRD#: 14455 800 N BRAND BLVD., 16TH FLOOR
GLENDALE, CA 91203
Registration History
201220142016201820202022202420262 FIRMS2012 - 2013 (1 year)2 FIRMS2013 - 2014 (<1 year)2 FIRMS2014 - 2015 (1 year)2 FIRMS2016 - 2016 (<1 year)2 FIRMS2017 - 2019 (1 year)2 FIRMS2021 - Present (3 years)
License(s)

State Registrations

B
Alabama 4/8/2021

B
Missouri 4/8/2021

B
Alaska 4/8/2021

B
Montana 4/8/2021

B
Arizona 4/8/2021

B
Nebraska 4/8/2021

B
Arkansas 4/8/2021

B
Nevada 4/8/2021

IA
California 4/7/2021

B
New Hampshire 4/8/2021

B
California 4/8/2021

B
New Jersey 4/8/2021

B
Colorado 4/8/2021

B
New Mexico 4/8/2021

B
Connecticut 4/8/2021

B
New York 4/8/2021

B
Delaware 4/8/2021

B
North Carolina 4/8/2021

B
District of Columbia 4/8/2021

B
North Dakota 4/8/2021

B
Florida 4/8/2021

B
Ohio 4/8/2021

B
Georgia 4/8/2021

B
Oklahoma 4/8/2021

B
Hawaii 4/8/2021

B
Oregon 4/8/2021

B
Idaho 4/8/2021

B
Pennsylvania 4/8/2021

B
Illinois 4/8/2021

B
Rhode Island 4/8/2021

B
Indiana 4/8/2021

B
South Carolina 4/8/2021

B
Iowa 4/8/2021

B
South Dakota 4/8/2021

B
Kansas 4/8/2021

B
Tennessee 4/8/2021

B
Kentucky 4/8/2021

B
Texas 4/8/2021

B
Louisiana 4/8/2021

B
Utah 4/8/2021

B
Maine 4/8/2021

B
Vermont 4/8/2021

B
Maryland 4/8/2021

B
Virginia 4/8/2021

B
Massachusetts 4/8/2021

B
Washington 4/8/2021

B
Michigan 4/8/2021

B
West Virginia 4/8/2021

B
Minnesota 4/8/2021

B
Wisconsin 4/8/2021

B
Mississippi 4/8/2021

B
Wyoming 4/8/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
U.S. BANCORP ADVISORS, LLC (CRD#:14455)
800 N BRAND BLVD., 16TH FLOOR, GLENDALE, CA 91203
Studio City, CA
Registered with this firm since 4/8/2021

IA
U.S. BANCORP ADVISORS, LLC (CRD#:14455)
800 N BRAND BLVD., 16TH FLOOR, GLENDALE, CA 91203
Studio City, CA
Registered with this firm since 4/7/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/19/2017 - 07/31/2019 MORGAN STANLEY (CRD#:149777) SANTA ROSA, CA
B
09/19/2017 - 07/31/2019 MORGAN STANLEY (CRD#:149777) SANTA ROSA, CA
IA
02/29/2016 - 03/31/2016 AXA ADVISORS, LLC (CRD#:6627) SAN FRANCISCO, CA
B
02/29/2016 - 03/31/2016 AXA ADVISORS, LLC (CRD#:6627) SAN FRANCISCO, CA
IA
08/01/2014 - 11/23/2015 COMMONWEALTH FINANCIAL NETWORK (CRD#:8032) SAN DIEGO, CA
B
08/01/2014 - 11/23/2015 COMMONWEALTH FINANCIAL NETWORK (CRD#:8032) SAN DIEGO, CA
IA
09/12/2013 - 07/29/2014 MADISON AVENUE SECURITIES, INC. (CRD#:23224) SAN DIEGO, CA
B
09/12/2013 - 07/29/2014 MADISON AVENUE SECURITIES, INC. (CRD#:23224) SAN DIEGO, CA
IA
11/22/2012 - 06/21/2013 INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717) SAN DIEGO, CA
B
05/23/2012 - 06/21/2013 INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717) SAN DIEGO, CA
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.