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DANIEL JOSEPH SEAMAN
CRD#: 5988265
IA
B
MORGAN STANLEYCRD#: 149777 320 East Main Street
Suite 410
Spartanburg, SC 29302
Suite 410
Spartanburg, SC 29302
0
Disclosures
13
Years of Experience
View By:
State Registrations
B
Alabama 1/7/2022
B
Nevada 8/10/2020
B
Arizona 9/18/2024
B
New Hampshire 9/4/2024
B
California 1/6/2020
B
New Jersey 1/2/2020
B
Colorado 5/10/2021
B
New Mexico 9/18/2024
B
Florida 4/20/2016
B
New York 9/8/2021
B
Georgia 1/31/2014
B
North Carolina 1/31/2014
B
Hawaii 10/31/2024
B
Ohio 10/11/2023
B
Illinois 1/31/2014
B
Oklahoma 9/18/2024
B
Indiana 8/12/2021
B
Oregon 7/18/2022
B
Kentucky 8/6/2021
B
Pennsylvania 12/10/2020
B
Louisiana 8/17/2022
B
South Carolina 1/31/2014
B
Maine 9/18/2024
IA
South Carolina 2/4/2014
B
Maryland 6/15/2020
B
Tennessee 8/29/2019
B
Massachusetts 5/24/2021
B
Texas 6/9/2020
B
Michigan 8/29/2019
IA
Texas 7/10/2020
B
Minnesota 1/7/2022
B
Vermont 8/21/2019
B
Missouri 8/23/2016
B
Virginia 3/1/2017
B
Montana 6/21/2021
B
Wisconsin 1/7/2022
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 2/4/2014
B
Registered with this firm since 1/31/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/20/2011 - 02/03/2014 | SPARTANBURG, SC | |
B | 11/28/2011 - 02/03/2014 | SPARTANBURG, SC |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.