Individual Firm
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Joseph Martin Kelly
JOEY KELLY, JOSEPH KELLY, Joe Kelly
CRD#: 5987572
IA
B
EDWARD JONESCRD#: 250 320 E NEIDER AVE, SUITE 201
COEUR D'ALENE, ID 83815-6007
COEUR D'ALENE, ID 83815-6007
View By:
4/27/2023
Customer Dispute
Settled
State Registrations
B
Alabama 1/4/2021
B
Kentucky 12/22/2023
B
Arizona 10/6/2017
B
Montana 12/5/2017
B
California 12/5/2017
B
Nevada 12/5/2017
B
Colorado 7/28/2021
B
Oklahoma 1/31/2024
B
Florida 10/9/2018
B
Oregon 10/6/2017
B
Hawaii 5/19/2021
B
Texas 5/13/2020
B
Idaho 10/6/2017
IA
Texas 5/14/2020
IA
Idaho 10/6/2017
B
Washington 10/6/2017
B
Illinois 7/29/2024
B
West Virginia 4/11/2024
SRO Registrations
B
B
B
B
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Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 10/6/2017
B
Registered with this firm since 10/6/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/21/2014 - 10/06/2017 | COEUR D'ALENE, ID | |
B | 07/29/2013 - 10/06/2017 | SANDPOINT, ID | |
IA | 07/29/2013 - 01/21/2014 | SANDPOINT, ID | |
IA | 02/27/2012 - 07/10/2013 | CLE ELUM, WA | |
B | 11/17/2011 - 07/10/2013 | CLE ELUM, WA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.