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BRETT LEWIS MOORE
CRD#: 5987390
IA
B
LPL FINANCIAL LLCCRD#: 6413 44 PERRY STREET
NEWNAN, GA 30263
NEWNAN, GA 30263
0
Disclosures
9
Years of Experience
View By:
State Registrations
B
Alabama 9/4/2018
B
Maryland 8/19/2019
B
Arizona 2/11/2025
B
Massachusetts 10/7/2022
B
California 2/4/2019
B
Mississippi 5/1/2023
B
Colorado 6/28/2023
B
Nevada 7/23/2024
B
District of Columbia 7/18/2023
B
Ohio 4/4/2023
B
Florida 12/8/2023
B
Oklahoma 3/26/2020
B
Georgia 7/16/2018
B
South Carolina 11/13/2020
IA
Georgia 7/16/2018
B
Texas 8/29/2024
B
Idaho 3/7/2024
IA
Texas 10/29/2024
B
Illinois 12/13/2024
B
Virginia 9/21/2018
SRO Registrations
B
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IA
Registered with this firm since 7/16/2018
B
Registered with this firm since 7/16/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/21/2018 - 07/06/2018 | ATLANTA, GA | |
B | 01/18/2018 - 07/06/2018 | ATLANTA, GA | |
IA | 02/22/2016 - 12/19/2017 | CENTREVILLE, VA | |
B | 12/02/2015 - 12/19/2017 | CENTREVILLE, VA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.