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Detailed Report
SETH ALLEN SILCOCK
Seth Silcock
CRD#: 5987387
IA
Investment Adviser
B
Broker
LPL ENTERPRISE, LLCCRD#: 8733 8888 KEYSTONE CROSSING
SUITE 500
INDIANAPOLIS, IN 46240
Registration History
201220142016201820202022202420262 FIRMS2024 - 2024 (<1 year)2 FIRMS2024 - Present (<1 year)BFIFTH THIRD SECURITIES, INC. (CRD# 628)2011 - 2020 (8 years)IAMONON WEALTH MANAGEMENT (CRD# 289413)2020 - 2024 (3 years)IAFIFTH THIRD SECURITIES, INC. (CRD# 628)2017 - 2020 (3 years)
License(s)

State Registrations

B
Indiana 11/14/2024
IA
Indiana 11/14/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL ENTERPRISE, LLC (CRD#:8733)
8888 KEYSTONE CROSSING SUITE 500, INDIANAPOLIS, IN 46240
Registered with this firm since 11/14/2024
B
LPL ENTERPRISE, LLC (CRD#:8733)
8888 KEYSTONE CROSSING SUITE 500, INDIANAPOLIS, IN 46240
Registered with this firm since 11/14/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/24/2024 - 11/14/2024 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) Indianapolis, IN
B
 06/18/2024 - 11/14/2024 PRUCO SECURITIES, LLC. (CRD#:5685) Indianapolis, IN
IA
 05/08/2020 - 04/25/2024 MONON WEALTH MANAGEMENT (CRD#:289413) CARMEL, IN
IA
 01/25/2017 - 05/29/2020 FIFTH THIRD SECURITIES, INC. (CRD#:628) INDIANAPOLIS, IN
B
 10/18/2011 - 05/29/2020 FIFTH THIRD SECURITIES, INC. (CRD#:628) INDIANAPOLIS, IN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.