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Detailed Report
Beichen Tang Thakral
BEICHEN TANG, EILEEN TANG, BEICHEN TANG THAKRAL, EILEEN TANG THAKRAL, Beichen Thakral
CRD#: 5987127
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 3555 E FOOTHILL BLVD
PASADENA, CA 91107
Registration History
201220142016201820202022202420262 FIRMS2024 - Present (<1 year)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2017 - 2019 (2 years)BBANCWEST INVESTMENT SERVICES, INC. (CRD# 29357)2015 - 2017 (1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - 2015 (2 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2011 - 2012 (<1 year)
License(s)

State Registrations

B
Arizona 9/27/2024
B
Oregon 9/27/2024
B
California 9/26/2024
B
Texas 9/27/2024
IA
California 9/26/2024
IA
Texas 9/27/2024
B
Florida 9/27/2024
B
Washington 9/27/2024
B
Nevada 9/27/2024

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3555 E FOOTHILL BLVD, PASADENA, CA 91107
Registered with this firm since 9/26/2024
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3555 E FOOTHILL BLVD, PASADENA, CA 91107
Registered with this firm since 8/31/2024
Previous Registration(s)
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B
 05/03/2017 - 10/25/2019 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) HONOLULU, HI
B
 09/23/2015 - 05/02/2017 BANCWEST INVESTMENT SERVICES, INC. (CRD#:29357) HONOLULU, HI
B
 10/01/2012 - 06/12/2015 J.P. MORGAN SECURITIES LLC (CRD#:79) ARLINGTON, TX
B
 11/05/2011 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) ARLINGTON, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.