Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
JENNIFER MARIE FRIEDMAN
CRD#: 5986925
IA
Investment Adviser
B
Previous Broker
CREATIVE PLANNINGCRD#: 105348 500 W. Monroe
Suite 3400
Chicago, IL 60661
Registration History
201220142016201820202022202420262 FIRMS2020 - 2023 (3 years)IACREATIVE PLANNING (CRD# 105348)2023 - Present (1 year)BPRINCIPAL SECURITIES, INC. (CRD# 1137)2014 - 2018 (3 years)BPRINCOR FINANCIAL SERVICES COR... (CRD# 1137)2011 - 2014 (2 years)IAPRINCIPAL SECURITIES, INC. (CRD# 1137)2017 - 2018 (<1 year)
License(s)

State Registrations

IA
Illinois 10/4/2023
Current Registration(s)
IA
CREATIVE PLANNING (CRD#:105348)
500 W. Monroe Suite 3400, Chicago, IL 60661
Registered with this firm since 10/4/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/13/2020 - 09/29/2023 MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. (CRD#:111135) CHICAGO, IL
B
 07/15/2020 - 09/29/2023 MESIROW FINANCIAL, INC. (CRD#:2764) CHICAGO, IL
IA
 12/11/2017 - 09/05/2018 PRINCIPAL SECURITIES, INC. (CRD#:1137) DOWNERS GROVE, IL
B
 12/17/2014 - 09/05/2018 PRINCIPAL SECURITIES, INC. (CRD#:1137) DOWNERS GROVE, IL
B
 10/26/2011 - 04/02/2014 PRINCOR FINANCIAL SERVICES CORPORATION (CRD#:1137) DES MOINES, IA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.