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MICHAEL HENRY ROSENBERG
CRD#: 5986281
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 7000 LINCOLN DR E STE 301
MARLTON, NJ 08053
Registration History
201620172018201920202021202220232024202520262 FIRMS2016 - Present (8 years)
License(s)

State Registrations

B
Alaska 6/10/2019

B
New Mexico 6/15/2021

B
Connecticut 7/17/2017

B
New York 3/23/2017

B
Delaware 3/23/2017

B
North Carolina 3/24/2017

B
Florida 3/23/2017

B
Oregon 6/15/2021

B
Georgia 12/6/2024

B
Pennsylvania 3/23/2017

B
Idaho 7/17/2017

B
Puerto Rico 6/6/2019

B
Illinois 7/17/2017

B
South Carolina 3/23/2017

B
Maryland 3/23/2017

B
Texas 7/17/2017

B
Massachusetts 7/17/2017

IA
Texas 7/17/2017

B
Missouri 12/22/2016

B
Vermont 6/30/2023

B
New Hampshire 11/15/2023

B
Virginia 3/23/2017

B
New Jersey 12/22/2016

B
Wisconsin 12/20/2017

IA
New Jersey 12/23/2016

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
7000 LINCOLN DR E STE 301, MARLTON, NJ 08053
Registered with this firm since 12/23/2016

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
7000 LINCOLN DR E STE 301, MARLTON, NJ 08053
Registered with this firm since 12/1/2016

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.