Individual Firm
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Jia Hui Wei
ANDY WEI, JIA HUI WEI, JIA HUI ANDY WEI, JIA HUI WEI, JIAHUI WEI…
CRD#: 5986115
IA
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J.P. MORGAN SECURITIES LLCCRD#: 79 2900 S NORFOLK ST
SAN MATEO, CA 94403
SAN MATEO, CA 94403
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Disclosures
8
Years of Experience
View By:
State Registrations
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California 2/27/2024
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New York 3/30/2025
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California 2/28/2024
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Texas 2/27/2024
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Hawaii 3/31/2025
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Texas 2/28/2024
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Nevada 3/31/2025
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Registered with this firm since 2/27/2024
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Registered with this firm since 2/28/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/22/2020 - 04/20/2022 | SAN FRANCISCO, CA | |
B | 01/07/2020 - 04/20/2022 | SAN FRANCISCO, CA | |
B | 10/16/2018 - 11/21/2019 | SAN FRANCISCO, CA | |
B | 03/29/2018 - 09/27/2018 | BURLINGAME, CA | |
B | 04/01/2013 - 04/14/2016 | SAN FRANCISCO, CA |
SAN FRANCISCO, CA
06/22/2020 - 04/20/2022
SAN FRANCISCO, CA
01/07/2020 - 04/20/2022
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.