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Detailed Report
NICOLE M DESTEFANO
NICOLE M RIGGIO
CRD#: 5981977
IA
Investment Adviser
B
Broker
T. ROWE PRICE ADVISORY SERVICES, INC.CRD#: 108958 Tampa, FL
T. ROWE PRICE INVESTMENT SERVICES, INC.CRD#: 8348 Tampa, FL
Registration History
201220142016201820202022202420262 FIRMS2020 - 2022 (2 years)2 FIRMS2023 - Present (2 years)BT. ROWE PRICE INVESTMENT SERVI... (CRD# 8348)2012 - 2019 (7 years)IAT. ROWE PRICE ADVISORY SERVICE... (CRD# 108958)2016 - 2019 (3 years)
License(s)

State Registrations

B
Alabama 1/3/2023
B
Montana 1/3/2023
B
Alaska 1/3/2023
B
Nebraska 1/3/2023
B
Arizona 1/3/2023
B
Nevada 1/3/2023
B
Arkansas 1/3/2023
B
New Hampshire 1/3/2023
B
California 1/3/2023
B
New Jersey 1/3/2023
B
Colorado 1/3/2023
B
New Mexico 1/3/2023
B
Connecticut 1/3/2023
B
New York 1/3/2023
B
Delaware 1/3/2023
B
North Carolina 1/3/2023
B
District of Columbia 1/3/2023
B
North Dakota 1/3/2023
B
Florida 1/3/2023
B
Ohio 1/3/2023
IA
Florida 1/17/2023
B
Oklahoma 1/3/2023
B
Georgia 1/3/2023
B
Oregon 1/3/2023
B
Hawaii 1/3/2023
B
Pennsylvania 1/3/2023
B
Idaho 1/3/2023
B
Puerto Rico 1/3/2023
B
Illinois 1/3/2023
B
Rhode Island 1/3/2023
B
Indiana 1/3/2023
B
South Carolina 1/3/2023
B
Iowa 1/3/2023
B
South Dakota 1/3/2023
B
Kansas 1/3/2023
B
Tennessee 1/3/2023
B
Kentucky 1/3/2023
B
Texas 1/3/2023
B
Louisiana 1/3/2023
B
Utah 1/3/2023
B
Maine 1/3/2023
B
Vermont 1/3/2023
B
Maryland 1/3/2023
B
Virgin Islands 1/3/2023
IA
Maryland 1/5/2023
B
Virginia 1/3/2023
B
Massachusetts 1/3/2023
B
Washington 1/3/2023
B
Michigan 1/3/2023
B
West Virginia 1/3/2023
B
Minnesota 1/3/2023
B
Wisconsin 1/3/2023
B
Mississippi 1/3/2023
B
Wyoming 1/3/2023
B
Missouri 1/3/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
T. ROWE PRICE ADVISORY SERVICES, INC. (CRD#:108958)
Tampa, FL
Registered with this firm since 1/5/2023
B
T. ROWE PRICE INVESTMENT SERVICES, INC. (CRD#:8348)
Tampa, FL
Registered with this firm since 1/3/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/25/2020 - 12/14/2022 MORGAN STANLEY (CRD#:149777) Tampa, FL
B
 06/25/2020 - 12/14/2022 MORGAN STANLEY (CRD#:149777) Tampa, FL
IA
 04/11/2016 - 07/09/2019 T. ROWE PRICE ADVISORY SERVICES, INC. (CRD#:108958) Tampa, FL
B
 04/18/2012 - 07/09/2019 T. ROWE PRICE INVESTMENT SERVICES, INC. (CRD#:8348) TAMPA, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.