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Jason Z. Gopen
JASON ZACHARY GOPEN
CRD#: 5981937
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 446 CENTRAL AVE.
CEDARHURST, NY 11516
Registration History
201220142016201820202022202420262 FIRMS2017 - 2018 (<1 year)2 FIRMS2018 - Present (6 years)BNATIONAL SECURITIES CORPORATION (CRD# 7569)2013 - 2017 (3 years)BPRIME CAPITAL SERVICES, INC. (CRD# 18334)2012 - 2013 (1 year)IANATIONAL ASSET MANAGEMENT, INC. (CRD# 115927)2014 - 2017 (3 years)IAASSET & FINANCIAL PLANNING, LTD (CRD# 110709)2013 - 2014 (<1 year)
Disclosure(s)
View By:
9/22/2022
Customer Dispute
Pending
License(s)

State Registrations

B
California 11/16/2021

IA
New Jersey 4/6/2018

B
Connecticut 4/6/2018

B
New York 4/6/2018

B
Delaware 8/21/2024

IA
New York 5/3/2021

B
Florida 6/29/2018

B
North Carolina 8/7/2018

B
Georgia 6/7/2019

B
Pennsylvania 9/1/2020

B
Maryland 7/15/2020

B
South Carolina 7/7/2024

B
Nevada 6/28/2022

B
Virginia 6/22/2018

B
New Jersey 4/6/2018

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
446 CENTRAL AVE., CEDARHURST, NY 11516
Registered with this firm since 4/6/2018

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
446 CENTRAL AVE., CEDARHURST, NY 11516
Registered with this firm since 4/6/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/10/2017 - 04/02/2018 CAPITAL ONE ADVISORS, LLC (CRD#:136865) Whitestone, NY
B
05/05/2017 - 04/02/2018 CAPITAL ONE INVESTING, LLC (CRD#:45744) WHITESTONE, NY
IA
05/02/2014 - 05/03/2017 NATIONAL ASSET MANAGEMENT, INC. (CRD#:115927) FLUSHING, NY
B
11/22/2013 - 05/03/2017 NATIONAL SECURITIES CORPORATION (CRD#:7569) FLUSHING, NY
IA
08/01/2013 - 05/06/2014 ASSET & FINANCIAL PLANNING, LTD (CRD#:110709) FLUSHING, NY
B
05/14/2012 - 11/22/2013 PRIME CAPITAL SERVICES, INC. (CRD#:18334) FLUSHING, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.