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Detailed Report
Daniel Mark Smith
DANIEL SMITH, DANNY SMITH
CRD#: 5981326
IA
Investment Adviser
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Previous Broker
GRADIENT ADVISORS, LLCCRD#: 152665 1120 Revere Point Rd
Virginia Beach, VA 23455
Registration History
201220142016201820202022202420262 FIRMS2012 - 2012 (<1 year)2 FIRMS2021 - 2021 (<1 year)IAGRADIENT ADVISORS, LLC (CRD# 152665)2022 - Present (3 years)BHORNOR, TOWNSEND & KENT, INC. (CRD# 4031)2013 - 2015 (1 year)IAROYAL WEALTH MANAGEMENT (CRD# 147636)2015 - 2019 (4 years)IAHORNOR, TOWNSEND & KENT, INC. (CRD# 4031)2014 - 2015 (<1 year)
License(s)

State Registrations

IA
Georgia 8/17/2022
IA
Virginia 2/17/2022
IA
North Carolina 2/17/2022
Current Registration(s)
IA
GRADIENT ADVISORS, LLC (CRD#:152665)
1120 Revere Point Rd, Virginia Beach, VA 23455
Registered with this firm since 2/17/2022
Previous Registration(s)
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IA
 05/12/2021 - 08/31/2021 MML INVESTORS SERVICES, LLC (CRD#:10409) Glen Allen, VA
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 05/10/2021 - 08/31/2021 MML INVESTORS SERVICES, LLC (CRD#:10409) Glen Allen, VA
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 04/06/2015 - 10/14/2019 ROYAL WEALTH MANAGEMENT (CRD#:147636) CHESAPEAKE, VA
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 03/13/2014 - 01/28/2015 HORNOR, TOWNSEND & KENT, INC. (CRD#:4031) VIRGINIA BEACH, VA
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 05/08/2013 - 01/28/2015 HORNOR, TOWNSEND & KENT, INC. (CRD#:4031) VIRGINIA BEACH, VA
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 11/08/2012 - 11/27/2012 WADDELL & REED, INC. (CRD#:866) VIRGINIA BEACH, VA
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 05/04/2012 - 11/27/2012 WADDELL & REED, INC. (CRD#:866) VIRGINIA BEACH, VA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.