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Detailed Report
SHAUN MICHAEL FISCHER
Shaun Fischer
CRD#: 5981054
IA
Investment Adviser
B
Broker
PNC INVESTMENTSCRD#: 129052 200 N. KALAMAZOO
PAW PAW, MI 49079
Registration History
20172018201920202021202220232024202520262 FIRMS2018 - 2018 (<1 year)2 FIRMS2018 - 2023 (4 years)2 FIRMS2023 - Present (1 year)BLPL FINANCIAL LLC (CRD# 6413)2017 - 2018 (<1 year)
License(s)

State Registrations

B
Illinois 11/29/2023
IA
Michigan 6/30/2023
B
Indiana 3/24/2025
B
Texas 3/26/2024
B
Michigan 6/30/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PNC INVESTMENTS (CRD#:129052)
200 N. KALAMAZOO, PAW PAW, MI 49079
855 MARSHALL STREET, ALLEGAN, MI 49010
Registered with this firm since 6/30/2023
B
PNC INVESTMENTS (CRD#:129052)
200 N. KALAMAZOO, PAW PAW, MI 49079
855 MARSHALL STREET, ALLEGAN, MI 49010
Registered with this firm since 6/30/2023
Previous Registration(s)
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IA
 08/13/2018 - 06/16/2023 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) KALAMAZOO, MI
B
 08/13/2018 - 06/16/2023 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) KALAMAZOO, MI
IA
 05/04/2018 - 06/29/2018 MML INVESTORS SERVICES, LLC (CRD#:10409) GRAND RAPIDS, MI
B
 05/03/2018 - 06/29/2018 MML INVESTORS SERVICES, LLC (CRD#:10409) GRAND RAPIDS, MI
B
 09/08/2017 - 04/04/2018 LPL FINANCIAL LLC (CRD#:6413) PORTAGE, MI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.