Individual Firm
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Terrence Patrick Hawkins
CRD#: 5980860
IA
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TRAJAN WEALTH, L.L.C.CRD#: 158847 1755 Park St.
Suite 200
Naperville, IL 60563
Suite 200
Naperville, IL 60563
0
Disclosures
12
Years of Experience
View By:
State Registrations
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Illinois 6/6/2024
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Registered with this firm since 6/6/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/08/2023 - 03/13/2024 | CHICAGO, IL | |
B | 07/14/2022 - 03/13/2024 | Chicago, IL | |
IA | 07/14/2022 - 08/09/2023 | CHICAGO, IL | |
IA | 10/23/2014 - 07/18/2022 | CHICAGO, IL | |
B | 04/10/2012 - 07/18/2022 | CHICAGO, IL | |
B | 12/06/2011 - 02/02/2012 | DOWNERS GROVE, IL |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.