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Sean T. Wong
THUAN TA, SEAN T WONG, SEAN THUAN WONG, SEAN WONG
CRD#: 5980635
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 5791 E Santa Ana Canyon Rd
ANAHEIM, CA 92807
Registration History
20122014201620182020202220242026IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2013 - Present (11 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - Present (12 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2012 - 2012 (<1 year)BNATIONAL PLANNING CORPORATION (CRD# 29604)2011 - 2011 (<1 year)
License(s)

State Registrations

B
Arizona 4/30/2020

B
Missouri 6/23/2022

B
California 10/1/2012

B
Nevada 4/30/2020

IA
California 5/17/2013

B
New York 2/26/2021

B
Colorado 4/12/2023

B
North Carolina 12/9/2024

B
Georgia 6/3/2024

B
Ohio 4/3/2024

B
Illinois 5/9/2024

B
Utah 2/19/2019

B
Michigan 2/12/2021

B
Washington 7/9/2021

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
5791 E Santa Ana Canyon Rd, ANAHEIM, CA 92807
Registered with this firm since 5/17/2013

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
5791 E Santa Ana Canyon Rd, ANAHEIM, CA 92807
Registered with this firm since 10/1/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
B
07/20/2012 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) ANAHEIM, CA
B
10/03/2011 - 10/14/2011 NATIONAL PLANNING CORPORATION (CRD#:29604) LOS ANGELES, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.