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Detailed Report
Jeffrey Ritch
JEFFREY S RITCH, JEFFREY SARVER RITCH JR, JEFFREY RITCH JR., Jeffrey Ritch Jr
CRD#: 5980139
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 150 SECOND AVE. NORTH
SUITE 1000
ST. PETERSBURG, FL 33701
Registration History
201220142016201820202022202420262 FIRMS2012 - 2015 (3 years)2 FIRMS2015 - 2016 (1 year)2 FIRMS2016 - 2021 (4 years)2 FIRMS2021 - Present (4 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2011 - 2012 (<1 year)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2012 - 2012 (<1 year)
License(s)

State Registrations

B
Arizona 1/29/2021
B
Maryland 1/29/2021
B
Arkansas 1/29/2021
B
Massachusetts 10/12/2023
B
California 1/29/2021
B
Missouri 1/29/2021
B
Colorado 1/29/2021
B
New Jersey 1/29/2021
B
Connecticut 1/29/2021
B
New York 1/29/2021
B
Florida 1/29/2021
B
North Carolina 1/29/2021
IA
Florida 2/16/2021
B
Rhode Island 1/29/2021
B
Georgia 1/29/2021
B
South Carolina 1/29/2021
IA
Georgia 9/18/2023
IA
Texas 1/29/2021
B
Hawaii 1/29/2021
B
Virginia 3/21/2023
B
Indiana 1/29/2021
B
Wisconsin 1/29/2021
B
Louisiana 7/11/2024

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
150 SECOND AVE. NORTH SUITE 1000, ST. PETERSBURG, FL 33701
Registered with this firm since 1/29/2021
B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
150 SECOND AVE. NORTH SUITE 1000, ST. PETERSBURG, FL 33701
Registered with this firm since 1/29/2021
Previous Registration(s)
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IA
 10/17/2016 - 02/10/2021 J.P. MORGAN SECURITIES LLC (CRD#:79) CLEARWATER, FL
B
 10/17/2016 - 02/10/2021 J.P. MORGAN SECURITIES LLC (CRD#:79) CLEARWATER, FL
IA
 11/04/2015 - 10/14/2016 E*TRADE CAPITAL MANAGEMENT, LLC (CRD#:42159) Tampa, FL
B
 10/23/2015 - 10/14/2016 E*TRADE SECURITIES LLC (CRD#:29106) TAMPA, FL
IA
 03/27/2012 - 05/06/2015 UBS FINANCIAL SERVICES INC. (CRD#:8174) ST. PETERSBURG, FL
B
 03/26/2012 - 05/06/2015 UBS FINANCIAL SERVICES INC. (CRD#:8174) ST. PETERSBURG, FL
IA
 01/06/2012 - 03/30/2012 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAINT PETERSBURG, FL
B
 11/18/2011 - 03/30/2012 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAINT PETERSBURG, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.