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Daniel Patrick Johnson
DANIEL P JOHNSON, DANIEL PATRICK JOHNSON, DANIEL JOHNSON
CRD#: 5978973
IA
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OSAIC WEALTH, INC.CRD#: 23131 196 John Frank Ward Blvd
MCDONOUGH, GA 30253
MCDONOUGH, GA 30253
0
Disclosures
11
Years of Experience
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State Registrations
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Georgia 10/11/2024
IA
Georgia 11/5/2024
SRO Registrations
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Registered with this firm since 11/5/2024
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Registered with this firm since 10/11/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 10/28/2019 - 09/27/2024 | Atlanta, GA | |
B | 11/06/2014 - 10/15/2019 | ATLANTA, GA | |
IA | 08/22/2012 - 05/14/2013 | JACKSONVILLE, FL | |
B | 08/01/2012 - 05/14/2013 | JACKSONVILLE, FL | |
B | 01/26/2012 - 07/12/2012 | JACKSONVILLE, FL |
JACKSONVILLE, FL
08/22/2012 - 05/14/2013
JACKSONVILLE, FL
08/01/2012 - 05/14/2013
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.