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OLGA DEPERIO FLORESCA
OLGA DEPERIO, OLGA D FLORESCA
CRD#: 5977784
IA
B
NEUBERGER BERMAN BD LLCCRD#: 2908 10100 SANTA MONICA BOULEVARD
SUITE 975
LOS ANGELES, CA 90067
SUITE 975
LOS ANGELES, CA 90067
0
Disclosures
12
Years of Experience
View By:
State Registrations
B
Arizona 7/6/2022
B
Nevada 7/6/2022
B
California 1/13/2022
B
New Mexico 7/6/2022
IA
California 1/14/2022
B
New York 1/13/2022
B
Colorado 7/6/2022
IA
New York 1/13/2022
B
Connecticut 12/5/2024
B
North Carolina 7/6/2022
B
Delaware 7/6/2022
B
Oklahoma 7/6/2022
B
Florida 7/6/2022
B
Oregon 7/6/2022
B
Hawaii 7/6/2022
B
Texas 7/6/2022
B
Idaho 7/6/2022
B
Utah 7/6/2022
B
Indiana 7/6/2022
B
Vermont 7/6/2022
B
Iowa 7/6/2022
B
Virginia 7/6/2022
B
Maine 7/6/2022
B
Washington 7/6/2022
B
Maryland 7/6/2022
B
Wyoming 7/6/2022
SRO Registrations
B
B
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 1/13/2022
B
Registered with this firm since 1/13/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/08/2021 - 01/18/2022 | Los Angeles, CA | |
IA | 09/02/2014 - 05/25/2021 | LOS ANGELES, CA | |
B | 03/13/2014 - 05/25/2021 | LOS ANGELES, CA | |
B | 07/17/2013 - 03/10/2014 | EL SEGUNDO, CA | |
B | 11/20/2012 - 04/11/2013 | SAN JOSE, CA |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.