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Detailed Report
Nobue Hattori Weber
Nobue Hattori, Nobue Hattori Reza
CRD#: 5976896
IA
Investment Adviser
B
Broker
WEDBUSH SECURITIES INC.CRD#: 877 225 S Lake Ave Penthouse
Pasadena, CA 91101
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2024 - Present (<1 year)BU.S. BANCORP INVESTMENTS, INC. (CRD# 17868)2023 - 2024 (<1 year)BUNIONBANC INVESTMENT SERVICES, LLC (CRD# 14455)2013 - 2023 (9 years)
License(s)

State Registrations

B
Arizona 1/17/2024
B
Nevada 1/23/2024
B
California 1/17/2024
B
New Jersey 1/17/2024
IA
California 10/16/2024
B
New York 1/17/2024
B
Connecticut 1/17/2024
B
Oregon 1/17/2024
B
District of Columbia 1/17/2024
B
Pennsylvania 1/17/2024
B
Florida 1/17/2024
B
Texas 1/17/2024
B
Hawaii 1/17/2024
B
Virginia 1/17/2024
B
Maryland 1/17/2024
B
Washington 1/17/2024
B
Michigan 1/17/2024
B
Wyoming 1/17/2024

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WEDBUSH SECURITIES INC. (CRD#:877)
225 S Lake Ave Penthouse, Pasadena, CA 91101
Registered with this firm since 10/16/2024
B
WEDBUSH SECURITIES INC. (CRD#:877)
225 S Lake Ave Penthouse, Pasadena, CA 91101
Registered with this firm since 1/17/2024
Previous Registration(s)
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B
 05/26/2023 - 01/22/2024 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) BOISE, ID
B
 07/09/2013 - 05/26/2023 UNIONBANC INVESTMENT SERVICES, LLC (CRD#:14455) MONTEBELLO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.