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Detailed Report
GIUSEPPE LEONE
GIUSEPPE G LEONE, GIUSEPPE GIOVANNI LEONE, JOE G LEONE
CRD#: 5975741
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Investment Adviser
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Previous Broker
FISHER INVESTMENTSCRD#: 107342 Bloomfield Hills, MI
Registration History
201220142016201820202022202420262 FIRMS2012 - 2015 (2 years)IAFISHER INVESTMENTS (CRD# 107342)2022 - Present (2 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2015 - 2022 (6 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2011 - 2012 (<1 year)IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2018 - 2022 (3 years)IASTRATEGIC ADVISERS LLC (CRD# 104555)2015 - 2018 (3 years)
License(s)

State Registrations

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Michigan 4/20/2022
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Texas 4/20/2022
Current Registration(s)
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FISHER INVESTMENTS (CRD#:107342)
Bloomfield Hills, MI
Registered with this firm since 4/20/2022
Previous Registration(s)
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 07/13/2018 - 03/30/2022 FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590) BOSTON, MA
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 04/02/2015 - 03/25/2022 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) FARMINGTON, MI
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 04/27/2015 - 07/13/2018 STRATEGIC ADVISERS LLC (CRD#:104555) FARMINGTON, MI
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 04/10/2012 - 03/30/2015 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CLINTON TOWNSHIP, MI
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 04/05/2012 - 03/30/2015 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) AUBURN HILLS, MI
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 10/26/2011 - 02/01/2012 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CLINTON TOWNSHIP, MI
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.