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Detailed Report
ELIZABETH ANN FORD
BETH ANN RINGER, ELIZABETH ANN RINGER
CRD#: 5974331
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 3700 OLD REDWOOD HWY STE 108
[NJ-RBO]
SANTA ROSA, CA 95404
Registration History
20122014201620182020202220242026IAWELLS FARGO ADVISORS (CRD# 19616)2017 - Present (7 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2011 - Present (13 years)
License(s)

State Registrations

B
Alaska 11/6/2019
B
Nevada 12/19/2018
B
Arizona 6/13/2019
B
New Hampshire 11/2/2021
B
California 10/25/2011
B
New York 6/13/2019
IA
California 11/3/2017
B
North Carolina 6/13/2019
B
Colorado 4/17/2018
B
Ohio 11/7/2019
B
Connecticut 11/2/2021
B
Oregon 1/17/2018
B
Florida 1/18/2019
B
South Dakota 4/12/2022
B
Georgia 7/2/2019
B
Tennessee 6/15/2021
B
Idaho 2/19/2021
B
Utah 11/30/2020
B
Kentucky 11/2/2021
B
Virginia 11/2/2021
B
Missouri 10/30/2018
B
Washington 1/19/2018
B
Montana 11/10/2020
B
Wyoming 12/19/2023

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
3700 OLD REDWOOD HWY STE 108 [NJ-RBO], SANTA ROSA, CA 95404
200 B ST STE 100 1ST FL, SANTA ROSA, CA 95401
Registered with this firm since 11/3/2017
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
3700 OLD REDWOOD HWY STE 108 [NJ-RBO], SANTA ROSA, CA 95404
200 B ST STE 100 1ST FL, SANTA ROSA, CA 95401
Registered with this firm since 10/10/2011
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.