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JOHN PATRICK STEPHENS JR
CRD#: 5973514
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 703 MILL CREEK RD SUITE D
MANAHAWKIN, NJ 08050
Registration History
20062008201020122014201620182020202220242 FIRMS2021 - Present (3 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2011 - 2021 (9 years)IAWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2013 - 2021 (8 years)
Disclosure(s)
View By:
1/25/2006
Criminal
Final Disposition
License(s)

State Registrations

B
Arizona 9/9/2021

B
Nevada 9/17/2021

B
California 9/13/2021

B
New Jersey 9/9/2021

B
Connecticut 9/9/2021

IA
New Jersey 9/9/2021

B
Delaware 9/9/2021

B
New York 9/9/2021

B
Florida 9/9/2021

B
North Carolina 9/9/2021

B
Illinois 9/14/2021

B
Pennsylvania 9/9/2021

B
Indiana 9/9/2021

B
South Carolina 9/9/2021

B
Maine 9/9/2021

B
Tennessee 12/14/2023

B
Maryland 9/9/2021

B
Texas 9/9/2021

B
Massachusetts 9/10/2021

IA
Texas 9/9/2021

B
Missouri 9/10/2021

B
Utah 9/9/2021

B
Nebraska 9/9/2021

B
Virginia 9/9/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
703 MILL CREEK RD SUITE D, MANAHAWKIN, NJ 08050
Registered with this firm since 9/9/2021

B
LPL FINANCIAL LLC (CRD#:6413)
703 MILL CREEK RD SUITE D, MANAHAWKIN, NJ 08050
Registered with this firm since 9/9/2021

Previous Registration(s)
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IA
03/21/2013 - 09/16/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) MANAHAWKIN, NJ
B
10/10/2011 - 09/16/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) MANAHAWKIN, NJ
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.